- registered representative
n.A person who has met certain qualifications and is allowed by the Securities and Exchange Commission to sell securities to the general public.
The Essential Law Dictionary. — Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney Blackwell. 2008.
- registered representative
n. A trained securities salesperson authorized to take orders for securities from the general public and paid a commission on what she sells. After six months or more of training and after having passed tests prepared by the National Association and Securities Dealers and the New York Stock Exchange, that person is registered with the various stock exchanges, and licensed by the state(s) in which she plans to do business.
Webster's New World Law Dictionary. Susan Ellis Wild. 2000.
Look at other dictionaries:
Registered Representative — A Registered Representative, also called a General Securities Representative, a Stock Broker, or an Account Executive, is an individual who is licensed to sell securities and has the legal power of an agent. Registered Representatives usually… … Wikipedia
Registered Representative - RR — A person who works for a brokerage company that is licensed by the Securities and Exchange Commission (SEC) and acts as an account executive for clients trading investment products such as stocks, bonds and mutual funds. Also known as an account… … Investment dictionary
Registered representative — A person registered with the CFTC who is employed by, and soliciting business for, a commission house or futures commission merchant. The New York Times Financial Glossary … Financial and business terms
registered representative — A person registered with the CFTC who is employed by and solicits business for a commission house or futures commission merchant. Bloomberg Financial Dictionary A person employed by, and soliciting business for, a commission house or futures… … Financial and business terms
registered representative — noun someone in charge of a client s account for an advertising agency or brokerage or other service business • Syn: ↑account executive, ↑account representative, ↑customer s broker, ↑customer s man • Hypernyms: ↑businessperson, ↑bourgeois … Useful english dictionary
registered representative — Stock Exchange. an employee of a member firm of a stock exchange, authorized to execute orders for the clients of the firm. * * * … Universalium
registered representative — A person who has met the qualifications set by law or regulations (of e.g. SEC and New York Stock Exchange) to sell securities to the public … Black's law dictionary
representative — rep·re·sen·ta·tive 1 adj 1: serving to represent 2 a: standing or acting for another esp. through delegated authority an agent acting in a representative capacity b: of, based on, or constituting a government in which the people are represented… … Law dictionary
Registered Investment Advisor — Investment Advisor (IA) is a non formal designation describing a person or firm in the United States who has registered with the U.S. Securities and Exchange Commission or state regulatory agency (where the primary business is situated or… … Wikipedia
Representative town meeting — A representative town meeting is a form of municipal legislature particularly common in Massachusetts, New Hampshire, Connecticut and Vermont.Representative Town Meetings function largely the same as an Open Town Meeting, except that not all… … Wikipedia