- Securities Exchange Act of 1934
Securities Exchange Act of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US. It regulates tender and exchange offers, proxy solicitations and fraud and market manipulation in connection with the purchase or sale of securities. It also requires the registration with the US Securities and Exchange Commission (SEC) of broker-dealers, US stock exchanges and associations of broker-dealers.For further information, see the SEC website: .Related links
Practical Law Dictionary. Glossary of UK, US and international legal terms. www.practicallaw.com. 2010.
- Securities Exchange Act of 1934
n. A federal law designed to regulate post-issuance trading of securities by regulating security brokers and exchanges. State regulations are allowed to continue to govern intrastate transactions, as long as they do not conflict with the federal law. The act established the Securities and Exchange Commission.
Webster's New World Law Dictionary. Susan Ellis Wild. 2000.
Look at other dictionaries:
Securities Exchange Act of 1934 — The Securities Exchange Act of 1934 is a law governing the secondary trading of securities (stocks, bonds, and debentures). The Act, 48 Stat. 881 (June 6, 1934), codified at usc|15|78a et seq., was a sweeping piece of legislation. The Act and… … Wikipedia
Securities Exchange Act Of 1934 — The Securities Exchange Act of 1934 was created to provide governance of securities transactions on the secondary market (after issue) and regulate the exchanges and broker dealers in order to protect the investing public. All companies listed on … Investment dictionary
Securities Exchange Act of 1934 — A federal law which governs the operation of stock exchanges and over the counter trading. It requires, among other things, publication of information concerning stocks which are listed on these exchanges. 15 U.S.C.A. No. 78 et seq. See also… … Black's law dictionary
Securities Exchange Act of 1934 — Legislation that created the SEC, outlawing dishonest practices in the trading of securities. Bloomberg Financial Dictionary … Financial and business terms
Securities Exchange Act of 1934, as amended — (Exchange Act) USA The federal statute regulating reporting obligations of reporting companies, tender offers, certain trading practices, insider trading and the registration and conduct of broker dealers. The SEC requires that public companies… … Law dictionary
Securities Exchange Act — of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US. It regulates tender… … Law dictionary
Securities Exchange Act — Le Securities Exchange Act est une importante loi fédérale américaine votée en 1934 et régulant les marchés financiers secondaires. Elle fait suite aux Securities Act de 1933 qui régulait les marchés primaires. Certains des principes et… … Wikipédia en Français
Securities Exchange Act — A federal statute enacted in 1934, embodying a comprehensive plan for the regulation of securities exchanges. 15 USC §§ 78 et seq.; 50 Am J1st Stock Ex § 15 … Ballentine's law dictionary
Securities Exchange Act — U.S. Govt. a law passed in 1934 establishing the SEC. * * * … Universalium
Securities Exchange Act — U.S. Govt. a law passed in 1934 establishing the SEC … Useful english dictionary